Modern Listing Example
Measuring employee competence
How well does your business measure employee competence and why should you really care about…
An outcomes based future: Are you on the journey?
Compliance teams in most firms will have processes and tools in place for monitoring their…
Consumer Duty – coming to a fact find near you
Over the years, the FCA has been fighting a (losing) battle to try to stop…
Changes to the Appointed Representatives Regime
The central tenet of the FCA’s Consumer Duty is to reduce harm to retail consumers…
Why CPD is here to stay
Just occasionally it’s good to remind ourselves why something is important and CPD is one…
FCA requirements – Supporting mortgage customers in financial difficulty
In my last column I focused on the FCA’s Dear CEO letter to Retail Mortgage…
Are investment pathways doing any good?
My laptop stopped connecting to local networks last week. It turned out that I had…
Modernising regulation – a work still in progress!
More than a decade on from the global financial crisis, you’d have thought that the…