Modern Listing Example
Upscaling your people processes to meet the demands of Consumer Duty
I’m not sure about you, but pretty much all the commentary I read on the…
Catalyst for change
“If it ain’t broke, don’t fix it”. The expression apparently originated in the USA in…
Working with our IFA partners: the golden rule
The recent paper from the FCA [FG22/5] prompted me to think about how we work…
Technology must be front and centre to deliver Consumer Duty
Consumer Duty clearly is a game changer for the financial services industry and will demand…
The Art of the Pitch: competing for new clients through professional relationship building
If your clients and prospective clients want to meet you, how should you tailor your…
Prioritising modernisation of consumer credit regulations
After many years of making the case for change, we have cautiously welcomed the Government’s…
High Risk Investments
The FCA has finalised stronger rules to help tackle misleading adverts that encourage investing in…
Let’s worry for mortgage borrowers not on a fixed rate – what can/should financial advisers be doing?
Having written, last quarter, about the FCA Dear CEO Letter titled “The rising cost of…