Consumer credit – taking the long term view
A huge proportion of my working life, and that of my colleagues, is spent speaking…
Browsing: Regulatory Specialist
New Certificate in International Trade Finance launched
In March 2014, an updated version of a leading qualification for international trade professionals was…
Suitability Reports -Too much information?
Sometimes you can be doing something that you do every day, and then one day…
CPD- Moving with the mobile times
Has Continuing Professional Development, or CPD, overtaken RDR as the adviser’s acronym of doom? How…
Establishing appropriate oversight and governance for your T&C arrangements
Firms that are large enough for line management and functions, such as Human Resources, Compliance…
How is your T&C culture?
‘….if culture is left to its own devices, it shapes itself with the inherent risk…
Extending SM&CR to all Firms – how to tackle a ‘Super Wicked Problem’
Correctly identifying the nature of the challenge helps us to understand what we need to…
SM&CR – What every SMF should be asking their employer
The Senior Manager & Certification Regime(SM&CR) is now over six months old and many senior…
Certification – sure you’ve done enough?
Show us your policy and we will be on our way By now everyone should…
Getting ready for the “people” phase of the European Mortgage Credit Directive.
During 2015/16 the focus of mortgage firms has been firmly fixed on those aspects of…