
CPD- Moving with the mobile times
Has Continuing Professional Development, or CPD, overtaken RDR as the adviser’s acronym of doom? How…
Has Continuing Professional Development, or CPD, overtaken RDR as the adviser’s acronym of doom? How…
Firms that are large enough for line management and functions, such as Human Resources, Compliance…
‘….if culture is left to its own devices, it shapes itself with the inherent risk…
Correctly identifying the nature of the challenge helps us to understand what we need to…
The Senior Manager & Certification Regime(SM&CR) is now over six months old and many senior…
Show us your policy and we will be on our way By now everyone should…
During 2015/16 the focus of mortgage firms has been firmly fixed on those aspects of…
The arrival of the Financial Conduct Authority (FCA) in April 2013 heralded the new FCA…
In 2013 the government signalled a tougher Training and Competency (T&C) regime for regulated financial…
The current Consultation Paper from the FCA and PRA covering the introduction of the new…