Are we doing enough to lead the horse to water?
Vulnerability and the link to the advice gap is something I have written about in…
Browsing: Ind. Focus
Déjà vu – Do we learn nothing from history?
With so much interesting news around, I run the risk of simply adding column inches…
DORA Compliance: Why UK firms should prepare for EU cyber resilience standards
Cyber threats continue to evolve at an alarming pace, posing significant risks to financial institutions…
Nostradamus 2025
Okay, this is now my third article – part one and part two are here…
Bringing on new tech: Why strategy is the real game-changer
Ah, technology—a shiny, irresistible lure. It promises efficiency, speed, and innovation. Every business wants it,…
It’s personal and it’s business (to misquote the Godfather!)
Can you give me a breakdown of your current client database? How have you categorised…
Do you whistleblow or are you a “Me Too” sort of person?
The most recent scandals that have occurred have been quite enlightening about our society. We…
Navigating the “Failure to prevent fraud” legislation: How financial services employees can protect customers and drive compliance
As we all know, regulation evolves. The UK’s new “Failure to Prevent Fraud” legislation has…
Vulnerability and the real advice gap
There has been a lot written about vulnerability; how we assess clients for vulnerability, how…
Who or what do you trust?
Yesterday, I attended the Association of Professional Compliance Consultants Culture Working Group for a presentation…