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In March 2016, the UK’s Regulators – the Prudential Regulation Authority (PRA) and the Financial Conduct Authority (FCA) – Senior…
It was late November, dark and the eighties. I knocked on the door and was immediately welcomed in, offered a…
Four months into the new accountability regime for banks, how did the industry handle its arrival and what’s next? Simon…
I recently had the pleasure of talking to a Business Psychologist about the characteristics displayed by both good and not…
There was research (and I use that term loosely) released recently (and I use that term loosely) which showed that…
The recent deadline of 7th March for implementation of the Senior Manager and Certification Regimes (SM&CR) has been subject to…
Some would regard the topic of professionalism & ethics in financial services as something of an oxymoron in a similar…
Every Financial Adviser must have a Personal Development Plan which should be split into three elements. The first element should…