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On the 16th March this year, Andrew Bailey, Chief Executive of FCA, gave a speech at a conference for Independent…
Introduction of the FCA’s new Accountability Regime continues apace. The one-year Transitional Period for issuing certificates to affected staff has…
It is now exactly a year since the Financial Conduct Authority (FCA) formally implemented the Senior Managers and Certification Regime…
Those of us who work at the front end of financial planning are very used to ensuring that our clients’…
Insights are generally considered a good thing, and discovering something is usually a good thing too – unless, for example,…
Jeff Abbott looks at the increased accountability regulations focusing on the certification regime and what we need to do to…
I think we have all established that 2017 is going to be a busy year, with preparation for GDPR, SMCR…
What is culture? The Oxford English Dictionary defines it as – ‘The philosophy, practices, and attitudes of an institution, business,…