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Times are changing and more and more firms seem to be adapting their T&C schemes to accommodate moving from the…
So the proposed details of the Accountability 2 regime are out there and firms now at least have some answers…
My reaction to the ‘Accountability 2’ Consultation Paper (CP17/25) is one of initial relief that it has finally been published…
After months of speculation and delays, the CP for the extension of the Senior Managers & Certification Regime (SMCR) has…
We are delighted to announce that four representatives from four companies have stepped forward to form our SMCR panel. Each…
Since the Retail Distribution Review (RDR) all Retail Investment Advisers must obtain a Statement of Professional Standing (SPS). An SPS…
The FCA has issued two consultation papers on their proposals to extend the Senior Manager and Certification regimes across the…
My 13 year old daughter recently celebrated earning her ‘Skydiver’ badge and is also a newly appointed member of the…