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Objectives To work through the increased SMR regulations as they apply to core firms and capture the key changes that…
Objectives To walk through the Code of Conduct regulations in order to understand the FCA’s requirements. Some test questions are…
Objectives To walk through the Code of Conduct regulations in order to understand the FCA’s requirements. Some test questions are…
ABOUT US WHO WE ARE 2be Development Consultancy was formed in 2009. We describe ourselves as a people management and…
Extensive change has been happening and continues to happen in the world of compliance. Major new regulation has been ‘landing’…
If you were passing your manager’s office and they said “do you have a moment, I’ve got some feedback for…
What’s good for the sell-side is good for the buy-side explains Andy Bennett, Head of Regulatory Training at Fitch Learning.…
MiFID II brought an overhaul that aimed to increase transparency, reduce costs for investors and clampdown on market misconduct in…