
The new Consumer Duty of Care – The FCA are serious, are firms?
Last December the FCA issued a second Consultation Paper (CP) on the Consumer Duty of…
Last December the FCA issued a second Consultation Paper (CP) on the Consumer Duty of…
The Appointed Representatives Regime (AR) has been a big part of the retail financial services…
In my article published in T-C News earlier this year, I talked about the early…
Is the FCA developing teeth and beginning to become an enforcer after all? SM&CR has…
Last December, the PRA issued the results of its review into the implementation of SMCR…
In December 2019, the FCA issued its Consultation Paper (CP19/32) on Operational Resilience. The CP…
In this article Julie Pardy from Worksmart takes a closer look at how firms might…
Julie Pardy from Worksmart cooments on the arrival of the new FCA Directory. The Financial…
After months of speculation and delays, the CP for the extension of the Senior Managers…
A lot has been spoken, and for that matter written, about the new Senior Management…