
Is MiFID II having the desired impact?
MiFID II brought an overhaul that aimed to increase transparency, reduce costs for investors and…
MiFID II brought an overhaul that aimed to increase transparency, reduce costs for investors and…
With the FCA set to announce new guidance on identifying and supporting vulnerable customers, and…
A number of high profile data breaches have put operational resilience at the top of…
GDPR (General Data Protection Regulations) and cyber security are interwoven. But do your updated data privacy…
Demonstrating competence and regulatory compliance is a serious business. After all, the costs of non-compliance…
Regulation is only going one way, equaling an ever growing need to evidence competency. With…
A huge proportion of my working life, and that of my colleagues, is spent speaking…
Has Continuing Professional Development, or CPD, overtaken RDR as the adviser’s acronym of doom? How…
The arrival of the Financial Conduct Authority (FCA) in April 2013 heralded the new FCA…
In 2013 the government signalled a tougher Training and Competency (T&C) regime for regulated financial…