Certification Regime – help and support
Today, 10 December 2018 marks the start of the Certification Regime for Insurers. Banks and…
Author Jeff Abbott
Jeff Abbott
I provide consultancy and support to UK based financial services companies helping them to design and implement practices that develop their people, achieve their business goals and comply with the needs of the regulators. I specialise in T&C, competence assessment and conduct which may be of particular interest to companies as they address the requirements of the Certification Regime and Code of Conduct requirements. My specialities include: Knowing you have a business to run Valuing your people as your greatest asset Keeping things simple, practical and relevant Engaging the business to promote ownership Ensuring Compliance is a natural by product of doing things well
T&C Fact or Fiction
Thank you for taking the time to consider the fact or fiction questions. You have…
T&C Fact or Fiction
Thank you for taking the time to consider the fact or fiction questions. You have…
Certification and SPS – when two worlds collide
Since the Retail Distribution Review (RDR) all Retail Investment Advisers must obtain a Statement of…
Extending the Senior Managers & Certification Regime
The FCA has issued two consultation papers on their proposals to extend the Senior Manager…
The Certification Regime – an introduction
Jeff Abbott looks at the increased accountability regulations focusing on the certification regime and what…