Investment Pathways
The financial press has been awash with information about the introduction of Investment Pathways, but…
Author Ian Ashleigh
Ian Ashleigh
I am a diploma qualified, professional, well communicated person, with excellent financial services knowledge. I have a wealth of experience and understanding of financial institutions, the regulation surrounding protection, pensions, investment and mortgage advice and administration procedures. I have a depth of knowledge of the Training and Competence requirements and their application.
The Bribery Act 2010: A refresher
It has been reported that the Serious Fraud Office is investigating Canadian aircraft manufacturer Bombardier…
Leadership & Management
In a recent update to a paper on culture and governance published on its website,…
The purpose of a firm
How a firm articulates and communicates its purpose is increasingly a focus for the FCA…
SM&CR -Non-financial misconduct
The FCA opened the new year with a Dear CEO letter entitled “non-financial misconduct in…
2020:The regulatory horizon for Financial Services
A new year and another year of regulatory change in prospect, here are some themes…
GDPR: One year on
During the first quarter of 2018 we were inundated as consumers with an acronym that…
Cryptocurrency and Blockchain
Cryptocurrencies, e.g. Bitcoin, have been in the news a lot, but what are they, what…
Code of Conduct – embedding your culture
The financial crisis in 2007/08 threw regulation of the UK’s financial services industry into sharp…