
Client annual reviews
In February 2024, the FCA wrote to a number of financial advisory firms requesting information…
In February 2024, the FCA wrote to a number of financial advisory firms requesting information…
In July of this year, the FCA launched a review of how regulated firms treat…
In February 2024, the FCA published CP24/2: Our Enforcement Guide and publicising enforcement investigations –…
The global financial crisis that began in 2007 led to a number of changes in…
“Solvency II sets out regulatory requirements for insurance firms and groups, covering financial resources, governance…
On 31st July, the FCA’s Consumer Duty comes into force for all regulated firms that…
The central tenet of the FCA’s Consumer Duty is to reduce harm to retail consumers…
The financial press has been awash with information about the introduction of Investment Pathways, but…
It has been reported that the Serious Fraud Office is investigating Canadian aircraft manufacturer Bombardier…
In a recent update to a paper on culture and governance published on its website,…