I provide consultancy and support to UK based financial services companies helping them to design and implement practices that develop their people, achieve their business goals and comply with the needs of the regulators.
I specialise in T&C, competence assessment and conduct which may be of particular interest to companies as they address the requirements of the Certification Regime and Code of Conduct requirements.
My specialities include:
Knowing you have a business to run
Valuing your people as your greatest asset
Keeping things simple, practical and relevant
Engaging the business to promote ownership
Ensuring Compliance is a natural by product of doing things well