SS08 (T) Getting to grips with T&C Part 2

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Date/Time
Date(s) - 23/08/2024
2:00 pm - 4:00 pm

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Getting the very best out of your T&C scheme requires you to think and act more broadly than focusing on a narrow focus of prescriptive rules.  To structure T&C as a true business enabler requires you to not only understand key aspects of people and regulation but also how to weave them together to help achieve the desired outcomes.  Key aspects of regulation include the Senior Managers and Certification Regime, The Code of Conduct, the FIT regulations and the New Consumer Duty as well as the T&C Sourcebook requirements. You need to understand how these regulations interact with your culture and values as well as your people development practices.

Getting to grips with T&C is a two part online workshop specifically designed to help equip you with the essential elements you need to know as well as practical insights and ideas to build T&C into your business and not operate as a tick box bolt on.

Training & Competence (T&C) forms an essential part of FCA regulations. 2be Development Consultancy offers two online workshops which together cover all the content associated with this subject.

Each online workshop will last for 2 hours and will be facilitated using either ZOOM or TEAMS software.  See details below.

The dates and sessions are as follows:-

Part One
August 19 (Zoom)
August 22 (Teams)
September 10 (Zoom)
September 12 (Teams)

Part Two
August 23 (Teams)
August 26 (Zoom)
September 16 (Zoom)
September 19 (Teams)

Who should attend? 
Anyone who is about to be appointed into a role or has recently been appointed into a role that requires skills & expertise in Training & Competence.  This workshop also works really well as a CPD event for experienced people who would enjoy a refresher of all the key elements the subject involves

Part One

  • To understand the true purpose of T&C and how it fits within the regulatory jigsaw including its relationship with key regulations including SMCR, the Code of Conduct and the New Consumer Duty
  • To describe how to determine competence, set the height of the competence bar and its relationship with professional excellence
  • To connect your company culture to ethical behaviour, the code of conduct and FITness assessments under the Certification Regime
  • To know the best practices associated with the design and structure of T&C procedures and how to model the key communication outcome expectations of the new Consumer Duty

Part Two

  • To create a set of objectives/outcomes to effectively measure the performance of a T&C scheme and how it supports wider governance requirements
  • To be familiar with the different categories of KPIs and how to ensure you create a balanced approach to Management Information
  • To structure observation aids and the skills needed to use them effectively to support governance expectations
  • To design a ‘risk wave’ to identify high risk supervisors within the scope of your T&C scheme
  • To identify the key people risks within your T&C scheme and how to manage them
  • To know how to structure a review/audit of your T&C scheme
  • How to structure your own CPD as a T&C Professional

Easy Booking

Each Summer School workshop is prefixed with a code starting SS.  Each SS code is unique to a specific workshop. The (Z) or (T) relates to Zoom or Teams.

Example: SS01 (Z) Getting to grips with T&C Part 1

To enrol for any workshop please email enrol@t-cnews.com  from your business email stating the SS number(s) that you would like to attend. Multiple workshops can be booked through the same email. If you are booking multiple delegates please supply their email addresses so we can send joining links.

You can attend any workshop. You will receive a confirmatory email of your booking.

Individual emails will be issued one working day before each event containing the joining link.

How much does it cost to attend?
Nothing! All workshops under the Summer School programme are completely free if you work for an FCA authorised firm thanks to the generous sponsorship of Worksmart.

Please note
These events are workshops not webinars.  Delegates are asked to have their microphone enabled and ideally their camera engaged. These sessions are not recorded.
You can attend these workshops if you do not work for an FCA authorised firm but will be asked to pay £95+VAT per event.

Upgrade your Certificate of Achievement  after Summer School
An option will be available to attend workshops you may have missed during Summer School to upgrade your Certificate of Achievement.  Such workshops will be available at a discounted price

 

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About Author

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I provide consultancy and support to UK based financial services companies helping them to design and implement practices that develop their people, achieve their business goals and comply with the needs of the regulators. I specialise in T&C, competence assessment and conduct which may be of particular interest to companies as they address the requirements of the Certification Regime and Code of Conduct requirements. My specialities include: Knowing you have a business to run Valuing your people as your greatest asset Keeping things simple, practical and relevant Engaging the business to promote ownership Ensuring Compliance is a natural by product of doing things well

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