Modern Listing Example
Does your training strategy do what your staff want?
As the FCA 2015-16 Business Plan starts to come into effect, with the British public…
Compliance and T&C – it’s just a numbers game
Over the last 35 years I’ve seen changes happen in financial services. Moving from my…
What do I know about training?
The other morning, waiting to gain access to the training room at a client’s premises,…
Code of Conduct – Bringing it to life
In this article I hope to show some examples of what the new code of…
FCA T&C -Pathway to competence – the challenges and best ways to get a new entrant to competence in a smaller firm
So you’re a smaller firm looking to take on a new entrant. Just the one…
Getting ready for Consumer Buy to Let [“CBLT”]
For many years there has been the perception that buy to let [“BTL”] mortgages are…
Fair and effective markets
I think it’s fair to say that there is definitely a change in the approach…
Act now: save time before it’s too late!
One of the most popular one-day training workshops my firm offers is one entitled simply…