Modern Listing Example
MiFID II – Knowledge and Competence – Getting to grips with the new requirements
After what seems like an age, MiFID II finally came into force on 3rd January…
Financial wellbeing
Do your staff, or clients’ staff ever worry about money? If so, you’re in good…
A smorgasbord of coaching reminders
What really is good coaching? People often ask me this and why it’s so effective.…
Private equity regulatory developments since 2017
Ashley Long FCSI, partner and CFO at GMT Communications, outlines some key developments in private…
How do you take your risk? – EIS?
I have recently been involved with some Enterprise Investment Scheme (EIS) funds, which is a…
IFAs and the defined benefit promise
This article explores the relationship between IFAs and defined benefit schemes, one that has historically been…
SM&CR Focusing only on delivery deadlines for FCA regulatory requirements could be a costly strategy
The FCA still haven’t confirmed timelines for SMCR/Accountability 2 for all Financial Services Sector firms…
GDPR – assessing the impact in our world
Penalties of up to €20m or 4% of total worldwide annual turnover of the preceding…