The stark reality of the SM&CR for HR Directors
The Senior Managers and Certification Regime (SM&CR) is a great opportunity for the HR profession…
Browsing: Regulatory General
‘Norming’ the MMR
The good news is that the mortgage market outlook for 2014 is positively positive! Recent…
Making the case for Case Checking – the next move for T&C
It seems that across the wider Financial Services industry there is a significant surge in…
Technology, silos and denial: why record keeping is such a problem for regulated firms
Since its formation in 2013, the FCA has made it clear that it is looking…
SMCR in Practice – Not as easy as it looks!
A lot has been spoken, and for that matter written, about the new Senior Management…
SM&CR You don’t have to be ‘Certified’ to work here …
This year in March, what has become known as the Senior Manager and Certification Regime…
T&C using expertise to get Certification right – Do you need it and what should you look for?
Expertise? How can the word expertise be used in connection with the Certification Regime when…
Accountability regime: 4 months on
Four months into the new accountability regime for banks, how did the industry handle its…
SM&CR Performance Management of Certification
The recent deadline of 7th March for implementation of the Senior Manager and Certification Regimes…
The Mortgage Credit Directive – Have you done enough?
Whether you are for Brexit or against it, the UK is still a member of…