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With the commencement of the new Accountability Regime now less than six months away, could the response of the training…
The woman on the other end of the phone seemed pleasant enough, she thanked me for calling and asked how…
Erm, it’s a little bit early for New Year Resolutions, isn’t it? No, it’s never too early to plan and…
The Presumption of Responsibility under the SMR has enjoyed a significant amount of scrutiny and ‘air time’ since it was…
One of the fundamental components of a T&C scheme under the FCA rules is measuring an Advisers’ behaviours through activity,…
I couldn’t put a figure on how many IFAs have decided to become qualified at level6 for pensions because of…
Having pontificated on the relative merits (or not) of interest only mortgages on many occasions, I thought it would be…
In May this year we at FSTP, shared the ESMA Consultation Paper “Draft guidelines for the assessment of knowledge and…