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Ok, we all know what happens now and in contrast to the fine, one of the positive outcomes is a…
The current Consultation Paper from the FCA and PRA covering the introduction of the new Individual Accountability Regime makes for…
Advisers will remember a time when the Compliance Officer was probably the person you would least want to meet in…
In August, a report was released which looked into levels of UK household debt. The study examined official figures from…
I once saw, “Chalk and talk is dead,” on the website of an exam training provider, advocating digital learning above…
We’re all familiar with TC 2.1.12 in which the FCA state that a firm must review on a regular and…
“I don’t like your attitude” shouted my high school teacher as I was evicted from the class and demanded to…
A lot has been spoken, and for that matter written, about the new Senior Management Regimes in both banking and…