
Hard Times
I hope Charles Dickens will forgive me for borrowing my title from one of his…
I hope Charles Dickens will forgive me for borrowing my title from one of his…
The FCA has focused on Diversity and Inclusion (D&I), as one of its main goals…
This month I am focusing on some of my favourite things from my roles, first…
Like all disciplines and areas of work, T&C changes and evolves over time in response…
Part of the work that I do now involves reviewing announcements from several regulators around…
As I write, deaths from Covid-19 are averaging just under 200 per day in the…
One of the tasks undertaken as part of the supervisory process for advisers is a…
There is a strong school of thought within financial services businesses that it is good…
Research shows that when people look for someone to do work for them, they make…
It was 2005, by which time I had been an adviser for over 20 years,…