2022 – what kind of year will it be?
While every day should be an opportunity to think about how we are progressing towards…
Author Vince Harvey
Vince Harvey
Compliance Cubed Financial services is constantly changing - my passion is helping firms function effectively and in compliance with FCA regulation
SM&CR 5 key issues
As we approach the second anniversary of the roll out of SM&CR to all solo…
A new world; a new normal
Since my last article I have had a trip to France cancelled for the third…
Flexible ethics?
Early in March the FCA made an announcement in the news section of its website…
Culture and the role of Training & Competence
It seems to me that everyone who speaks on behalf of the FCA includes at…
T&C – the new ‘normal’
When I agreed to write this article at the end of April we had been…
FCA Assessing Suitability Review 2
The FCA have announced a review of suitability, this time with a focus on the…
White, male, enabled and middle class-what can I bring to the discussion?
There has been a lot of discussion, media interest, political decisions, conferences, etc on the…
Should we fear the arrival of SM&CR?
We’re seeing a range of businesses offering courses and consultancy around the Senior Managers and…
Claims management becoming FCA regulated – The impact on people’s roles
It has been estimated that there were about 500 claims management companies (CMCs) when the…