VIDEO FIT and Proper Assessments – what the rules tell us
OBJECTIVES To work through the regulations that govern a FIT and proper assessment under the…
Yearly Archives: 2020
SM&CR -Non-financial misconduct
The FCA opened the new year with a Dear CEO letter entitled “non-financial misconduct in…
Intelligent Learning – time to explore the concept
In this article Vivek Dodd from Skillcast looks at the concept of Intelligent Learning. Ask…
SM&CR -Performance Management and Certification – should two become one?
Compliance and HR are often very separate functions within the average financial services sector firm.…
The enhancement of operational resilience
It’s no wonder that the FCA and the PRA have come together to call for…
Coronavirus -Covid19 – How are you?
I am sorry to add to the column inches devoted to Covid 19, but I…
Excellence as standard!
If you’re motivated by the fear of past events, you’ll behave a certain way –…
Prospecting: Still relevant, or consigned to history?
Thirty years ago, probably the only way to start your career in financial services as…
Should we have a national wealth service?
This article was composed on the day after the Government closed down the pubs, restaurants…
Strange new world
Of course, the phrase is normally Brave New World, however, as I write events seem…