Now I Know My ABC…and D How to kick off any presentation with style
I used to love watching Sesame Street as a kid. It was an American TV…
Yearly Archives: 2017
Meet the new boss
For the past 40 years the consumer credit industry has been regulated by the Office…
OFT with Bigger Teeth
Why the change? It’s been a while coming but mounting evidence from the Citizens Advice…
Making the case for Case Checking – the next move for T&C
It seems that across the wider Financial Services industry there is a significant surge in…
T&C – How to take on a Trainee Adviser with no previous advisory experience
Firms rarely take on would-be financial advisers with no previous advisory experience these days. Why…
Will the Mortgage Market Review be successful in its aims?
In April this year new lending rules were introduced which were designed to regulate the…
Technology, silos and denial: why record keeping is such a problem for regulated firms
Since its formation in 2013, the FCA has made it clear that it is looking…
Catering to female clients
Way back in 1817 the New York Stock Exchange (NYSE) opened. The grand building on…
Using behavioural learning and development techniques to drive positive culture
Despite the current economic growth and positivity that governmental and regulatory advisers across the UK…
The evolving approach of T&C
In 2013 the government signalled a tougher Training and Competency (T&C) regime for regulated financial…