AIFMD – what’s it all about, a brief guide
It is probably fair to assume that some readers will not know much about AIFMD…
Yearly Archives: 2017
FCA Culture
There is a widespread perception today that there is – or certainly has been -…
Why pay a king’s ransom?
Now that the Christmas festivities are over and a new year has dawned the time…
Continuing Professional Development
The implementation of the RDR was a watershed moment for the retail financial services industry.…
Interoperability – a key requirement for managing risk
The times they are a-changing, as Bob Dylan so elegantly vocalised. And it appears now…
Pensions are dead, long live pensions
There’s been a lot of discussion about the March 2014 budget and what it actually…
MMR Implementation
By the time this edition of T-CNews hit desks, the long awaited final MMR [Mortgage…
Competent to stay compliant?
Providing training and competence services to firms in the insurance sector for many years has…
FSTP Governance, Leadership & Culture Conference
An interesting and thought-provoking day, with speakers discussing developments in corporate governance, how to make…
Getting the most out of your Continuous Professional Development
One of the aims of the Retail Distribution Review (‘RDR’), was to improve professional standards…