Something of nothing – or a radical shift in product development?

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The run up to the 3rd January deadline for MiFID II felt less like a mad dash for the finish line and more like a headless chicken race. I think we can safely say no firm was entirely ready and therefore in 2018 there will continue to be lots of work to do. The FCA has indicated that best efforts and “work in progress” will be tolerated as long as transaction reporting is right. Which…

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Through our award winning training and consultancy partnership FSTP LLP we hope to become a trusted provider of services to client firms across Financial Services. Specialties: Training and consultancy, project and interim management from regulatory issues through to management development and board services. Chartered Member of the Chartered Institute of Securities & Investment

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