What will the ‘new directory’ mean to your firm?


In July the Financial Conduct Authority (FCA) proposed creating a new Directory to help consumers and firms check the status and history of individuals working in financial services. Many see this as an improvement on the original proposal that post-SMCR only senior managers would be included. The new directory will now include all those who hold Senior Manager positions requiring FCA approval and those whose roles require firms to certify that they are fit and…

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Compliance Cubed Financial services is constantly changing - my passion is helping firms function effectively and in compliance with FCA regulation

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