2020:The regulatory horizon for Financial Services


A new year and another year of regulatory change in prospect, here are some themes that I expect will come under the regulatory microscope in 2020. Time to consult the crystal ball. But first, let’s look backwards and remind ourselves what the FCA has as its objectives, this is from the FCA website: Its strategic objective is to ensure that the relevant markets function well. Its operational objectives are to: protect consumers – secure an appropriate degree of protection for consumers protect financial markets – protect and enhance the integrity of the UK financial system promote competition – promote effective…

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Ian Ashleigh

I am a diploma qualified, professional, well communicated person, with excellent financial services knowledge. I have a wealth of experience and understanding of financial institutions, the regulation surrounding protection, pensions, investment and mortgage advice and administration procedures. I have a depth of knowledge of the Training and Competence requirements and their application.

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