The Senior Managers Regime – The Implications For Firms

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Date(s) - 18/05/2017
10:00 am - 12:00 pm



When & Where
May 18 London


Who Should Attend?
If you speak to anyone in the Banks, Building Societies, Credit Unions or Designated Investment firms who were involved in the implementation of the Senior Managers Regime they will tell you –“ it took far longer than we estimated it would”.

Attending this two hour briefing will give you an overview of what the regulator requires of Senior Managers and what this means to the firm as a whole. There are a number of key considerations and actions that need to be completed – this briefing highlights what they are, your responsibilities and what needs to be done before 2018.


What are the outcomes of attending? 

The Background to the Requirements  • Who and what is affected and why?

The Senior Managers Regime  • The implications to the current Controlled Function population • Prescribed responsibilities • The Responsibilities Map • The Handover

The Certification Regime  • Individuals affected • Key Implications • Transition

The New Conduct Rules • Who’s affected – the wider population? • Change in practice and terminology • Training required

Fit and Proper • Fit and Proper standards • The implications of failing Fit and Proper standards • Notifying the regulator

Implications to the Remuneration Code • The tighter mitigating remit


Who is running the workshop?


What have previous delegates said about this workshop?  


How much does it cost?
£295+VAT single booking
£265.50 multiple booking

How do I book?
Call 0203 178 4230 or email today


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