Date/Time
Date(s) - 15/06/2017
9:30 am - 12:30 pm
Location
TBC
Categories
When & Where
15 June London
Who should attend?
This half-day course has been designed for:
- Financial advisers and investment managers
- People involved in ensuring suitable advice is provided
- Staff tasked with assessing the suitability of that advice
- Anyone involved in reviewing suitability assessment systems and controls
What are the outcomes of attending?
The background and focus on suitability
What’s the current view of the FCA?
Demonstrating Know Your Customer (KYC)
The collection of client information
The retention and review of client data
How to hold KYC information
What to do with a reluctant client
Substantiating the risk profile and capacity for loss
Understanding risk profiling tools
How to determine the client risk profile
Establishing the capacity for loss
How to evidence suitability
What to record, when and how?
Evidencing suitability to your client and the regulators
Learn best practice
Who is running the workshop?
FSTP
What have previous delegates said about this workshop?
How much does it cost?
Single Booking £395.00 (GBP)
Multiple Booking £355.50 (GBP)
How do I book?
Call 0203 178 4230 or email info@fstp.co.uk today
