MiFID II – Product Governance & Inducements

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Date(s) - 20/03/2018
10:00 am - 12:00 pm


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When & Where
20 March London


Who should attend? 

  • Senior management
  • Executives
  • Compliance professionals
  • Employees in risk, sales, legal and project management


Benefits of Attending?

The purpose and scope of the new rules • Understand the reasons behind the new rules and what the FCA expects to accomplish • Know which firms are affected and how the requirements apply to your firm • Review of the FCA’s implementation

Product Governance • Detailed overview of the requirements for both manufacturers and distributors • Construction of a Target Market, including a review of the ESMA Guidelines • Information sharing and reporting between manufacturers and distributors • Know what information should be included in distribution agreements • How to apply proportionality • Compliance monitoring and the role of senior management

Inducements • Overview of the requirements and what it all means in practice • Understand the definition of ‘minor non-monetary benefits’ and when they can be accepted • Know what evidence you need to continue accepting Gifts & Hospitality • Review of record keeping requirements

Who is running the workshop?

What have previous delegates said about this workshop?  

How much does it cost?
Single Booking £295.00 (GBP)
Multiple Booking £265.50 (GBP) 

How do I book?
Call 0203 178 4230 or email info@fstp.co.uk today


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