Introduction to compliance

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Date(s) - 13/07/2017
9:00 am - 5:00 pm



When & Where
27 April 2017 London
13 July 2017 London
27 October 2017

Who should attend?
This course will be of benefit to all new staff working in a compliance, audit or risk function. It is also suitable for anyone who wants to understand what compliance is all about.

What are the outcomes of attending?
The regulatory background
The main stakeholders
Duties of a compliance function
Putting in place the correct policies and practices
Performance monitoring and record keeping.

Learning outcomes
At the end of the course you will be able to:
Appreciate the regulatory environment and its impact on the business
Recognise how compliance affects the way we do things
Understand the importance of keeping accurate records
Understand the implications of poor compliance.

 Who is running the workshop?

What have previous delegates said about this workshop?

How much does it cost?
£190 members
£220 non-members

How do I book?
For bookings, enquiries and updates visit or call customer service 0208 989 8464

To discuss technical, in-house  and bespoke courses contact Face-to-Face Training on 0207 391 1133 or email


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