Modern Listing Example
Regtech – its rise and importance in financial services
How financial services firms can use technology to bolster operational resilience in the age of…
Operational Resilience: The tipping point to a better world?
In December 2019, the FCA issued its Consultation Paper (CP19/32) on Operational Resilience. The CP…
Regulatory visits and meetings during Covid-19
The UK financial regulators are busier than ever. They are in contact with firms on…
CII July 2020 exams – Bumps, blockages and booby traps
So, the CII July 2020 remote exams have come and gone with many experiencing technical…
Value for money in pensions – why it is so important?
We have seen two regulatory publications over the pandemic one from the FCA and the…
Training for the new normal
At the time of writing, the UK appeared to be teetering on the brink of…
Emerging risks – especially in a crisis
I thought I would follow up my column in the last edition, ‘Business as usual…
5 Conduct Questions – Conducting ourselves properly?
In 2019 the FCA embarked on engagement work entitled 5 Conduct Question Programme, an exercise…