Modern Listing Example
FG21/3: The future of retirement advice?
In March 2021, the FCA issued FG21/3: guidance on advising pension transfers. You may note…
Outcomes-focused regulation ‘consumer duty’
By the time firms read this article, there will be roughly one month left to…
Who Manages the Managers?
Having run supervision workshops for so many Senior Managers over the years, I would be…
Culture and what drives it and the role of L&D
Let’s get the elephant on the table – you can’t TRAIN your way to a…
Is bigger better?
One of the tasks undertaken as part of the supervisory process for advisers is a…
Specialist Apprenticeships
The cost effective way to boost your credit, collections, compliance, counter fraud, and debt advice…
A new world; a new normal
Since my last article I have had a trip to France cancelled for the third…
High performing supervisors – what does it take?
Continuing with the theme of Training and Competence (TC) excellence, my previous blog highlighted a…