AF7, AF8 and beyond
In October 2016, the CII announced that it was replacing AF3 – an old favourite,…
Browsing: Regulatory General
The Certification Regime – an introduction
Jeff Abbott looks at the increased accountability regulations focusing on the certification regime and what…
SMCR and T&C
Without clear definitions of competence for relevant roles, an appropriate supervisory regime and robust record…
The stark reality of the SM&CR for HR Directors
The Senior Managers and Certification Regime (SM&CR) is a great opportunity for the HR profession…
‘Norming’ the MMR
The good news is that the mortgage market outlook for 2014 is positively positive! Recent…
Making the case for Case Checking – the next move for T&C
It seems that across the wider Financial Services industry there is a significant surge in…
Technology, silos and denial: why record keeping is such a problem for regulated firms
Since its formation in 2013, the FCA has made it clear that it is looking…
SMCR in Practice – Not as easy as it looks!
A lot has been spoken, and for that matter written, about the new Senior Management…
SM&CR You don’t have to be ‘Certified’ to work here …
This year in March, what has become known as the Senior Manager and Certification Regime…
T&C using expertise to get Certification right – Do you need it and what should you look for?
Expertise? How can the word expertise be used in connection with the Certification Regime when…