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Demonstrating competence and regulatory compliance is a serious business. After all, the costs of non-compliance can be very severe. So,…
For many advisers, Continuous Professional Development (CPD) is a necessary evil that is foist upon them by an over-zealous regulator.…
There, got your attention from the serious stuff in this magazine. And, I promise, that is the only mention of…
In October 2016, the CII announced that it was replacing AF3 – an old favourite, and introducing two new AF…
On the 16th March this year, Andrew Bailey, Chief Executive of FCA, gave a speech at a conference for Independent…
Introduction of the FCA’s new Accountability Regime continues apace. The one-year Transitional Period for issuing certificates to affected staff has…
It is now exactly a year since the Financial Conduct Authority (FCA) formally implemented the Senior Managers and Certification Regime…
Those of us who work at the front end of financial planning are very used to ensuring that our clients’…