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In February the European Commission issued a number of public notices and letters to UK Asset Management businesses alerting them…
Buy to let investors are becoming used to attacks on their portfolios from a number of different government led actions. …
It’s nearly two years since the FCA launched SMCR and SIMR. The intention was to put individual responsibility at the…
As key elements of the Accountability regime, Reasonable Steps, the Senior Manager’s Conduct Rules and the linked ‘Duty of Responsibility’…
In times gone past T&C has been regarded as a bit niche or as people call it today… boutique! However,…
We’re going through exciting times of change in the world of corporate learning. In early 2017, Josh Bersin, founder and…
This is just another of the tsunami of rules being introduced in 2018, alongside MIFID II, GDPR and SM&CR, which…
This has been a popular question on recent FCA visits. With the deadline for Accountability II expected in 2018, are…