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Bea Stafford looks at the compliance requirements going forward from SM&CR day 2 The Senior Manager and Certification Regime (SM&CR)…
In my last article I introduced you to financial services’ best-kept secret: the BS 8453 Compliance framework for regulated financial…
Using a real-life case study, Paul shows you how to revolutionise your workshops by running them online rather than face…
Issued in July 2019, CP19/25 proposes a package of measures to change how advisers manage and deliver DB pension transfer…
The financial crisis was in 2008 and as I’m getting older that seems only very recent. There are probably several…
The recent introduction of the Senior Managers and Certification Regime (SM&CR) makes high-calibre leadership more essential than ever for UK…
It may have seemed as though it was a long time coming, but it’s finally here, and the first deadline…
Slipped into the wash-up of consultation responses and Calls for Input published in the last full business week of 2019…