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I have worked for many regulated firms. I have never felt that any of the firms fully and satisfactorily made…
Who would have thought that December 2014 would be so busy? To be honest 2014 has been a blur with…
The Financial Conduct Authority (FCA) recently published a report on the outcome of its thematic review of wholesale insurance intermediaries,…
Andy Bennett, Head of Regulatory Training at Fitch Learning, assesses the implications of the FCA/PRA consultation paper on individual accountability…
When my credit card provider telephoned me some weeks ago, it was not entirely a surprise. I had, after all,…
Nick Smith from EAM Consulting looks at the key differences between criterion and norm-referenced tests and when to use which…
My last article looked at the issues around evaluating a T&C scheme for advisers and came to the conclusion that…
With CPD becoming far more of an everyday feature of life in financial services, advisers and firms are busy considering…