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One of the fundamental components of a T&C scheme under the FCA rules is measuring an Advisers’ behaviours through activity,…
I couldn’t put a figure on how many IFAs have decided to become qualified at level6 for pensions because of…
Having pontificated on the relative merits (or not) of interest only mortgages on many occasions, I thought it would be…
In May this year we at FSTP, shared the ESMA Consultation Paper “Draft guidelines for the assessment of knowledge and…
The Insurance Act 2015 represents the biggest change to UK insurance law in over a hundred years. It will affect…
The Senior Managers Regime (SMR) is coming soon and firms across the financial services industry are beginning to focus seriously…
Recently I have had a couple of conversations which have made me reflect on the general make up of boards…
In the aftermath of the global financial crisis, regulators in the world’s largest financial markets set about trying to rebuild…