Fair and effective markets
I think it’s fair to say that there is definitely a change in the approach…
Author Julia Kirkland
Julia Kirkland
Julia Kirkland JRK Consulting Experienced Regulatory & Strategy Consultant
The new Senior Managers Regime in Banking
Back in July 2014, the FCA/PRA published a consultation paper to the industry (CP14/13 &…
The Spectre of MiFID II
January 2017 seems like a long way away at the moment, we have two Christmases,…
People risk – the biggest Conduct Risk?
Who would have thought that December 2014 would be so busy? To be honest 2014…