SMCR (Senior Management & Certification Regime) Hotspots
Objectives To take a closer look at the impact of the SM&CR regulations to identify…
Yearly Archives: 2019
VIDEO The Certification Regime Scope
Objectives To examine the regulations relating to the scope of the Certification Regime and how…
VIDEO SMCR (Senior Management & Certification Regime) CORE FIRMS
Objectives To work through the increased SMR regulations as they apply to core firms and…
VIDEO SMCR (Senior Management & Certification Regime) for Enhanced Firms
Objectives To work through the increased SMR regulations as they apply to enhanced firms and…
VIDEO SMCR (Senior Management & Certification Regime) Core Firms
Objectives To work through the increased SMR regulations as they apply to core firms and…
VIDEO Getting to Grips with Certification Regime – Code of Conduct
Objectives To walk through the Code of Conduct regulations in order to understand the FCA’s…
Introducing 2be Development Consultancy
ABOUT US WHO WE ARE 2be Development Consultancy was formed in 2009. We describe ourselves…
Which regulatory software suppliers should firms trust?
Extensive change has been happening and continues to happen in the world of compliance. Major…
If Pep Guardiola did feedback…
If you were passing your manager’s office and they said “do you have a moment,…
SMCR: Getting buy-in from the buy-side
What’s good for the sell-side is good for the buy-side explains Andy Bennett, Head of…