Individual Accountability – Extending the Senior Managers and Certification Regime to all FCA Firms
My reaction to the ‘Accountability 2’ Consultation Paper (CP17/25) is one of initial relief that…
My reaction to the ‘Accountability 2’ Consultation Paper (CP17/25) is one of initial relief that…
After months of speculation and delays, the CP for the extension of the Senior Managers…
We are delighted to announce that four representatives from four companies have stepped forward to…
Since the Retail Distribution Review (RDR) all Retail Investment Advisers must obtain a Statement of…