FCA T&C – How does a T&C person maintain and demonstrate competence
Training is teaching either yourself or others, and generally evolves either from identifying one’s own…
Yearly Archives: 2015
Death benefits (before and after aged 75)
This is the biggest area of change post-6 April 2015. There could be two BCE’s…
Mortgage fraud – watch out for ‘first party’ fraud as mortgage prisoners become more desperate
The recently released annual fraud report by Experian shows that, yet again, mortgage fraud topped…
The Spectre of MiFID II
January 2017 seems like a long way away at the moment, we have two Christmases,…
Leaders in the making?
My firm can and does teach people how to be good leaders; but leadership is…
Compliance and customer service – friends or enemies?
I can’t tell you how many times I have heard a regulated salesperson say that…
The issue of Regulatory Conduct Reaches Wholesale and Institutional sector – finally!
In this article I am focusing on the wholesale sector – both buy-side and sell-side…
What do learners and L&D Managers really want?
It’s a question that is often posed but rarely answered – what do learners and…
An alarming gap in pension regulation
As we trundle towards the end of a parliament, of a financial year and of…
What key Policy Decisions do I want before drafting a T&C Scheme?
Nick Smith of EAM Consulting discusses some of the key policy decisions that underpin the…