Getting ready for the Senior Managers Regime
The Senior Managers Regime (SMR) is coming soon and firms across the financial services industry…
The Senior Managers Regime (SMR) is coming soon and firms across the financial services industry…
Recently I have had a couple of conversations which have made me reflect on the…
In the aftermath of the global financial crisis, regulators in the world’s largest financial markets…
Nick Smith of EAM Consulting looks at using the Kirkpatrick Four Levels to help with…
I came across this recently: ‘Social media is not the crux of your argument. It…
A new three-part regulatory regime is set to make senior managers more accountable for corporate…
“Industries characterised by weak accountability-or by individuals seeking to protect themselves on a ‘Murder on…
This article is very futuristic, and if you’re the kind of person who likes the…
Whether you are an Executive of a large retail bank, a Compliance Manager in an…
As the FCA 2015-16 Business Plan starts to come into effect, with the British public…