Preparing for the new Regime
Whether you are an Executive of a large retail bank, a Compliance Manager in an…
Monthly Archives: September, 2015
Does your training strategy do what your staff want?
As the FCA 2015-16 Business Plan starts to come into effect, with the British public…
Compliance and T&C – it’s just a numbers game
Over the last 35 years I’ve seen changes happen in financial services. Moving from my…
What do I know about training?
The other morning, waiting to gain access to the training room at a client’s premises,…
Code of Conduct – Bringing it to life
In this article I hope to show some examples of what the new code of…