The importance of leadership


For fear of stating the bloomin’ obvious, there are now fewer than six months to go before solo-regulated firms become subject to the Senior Managers and Certification Regime (SMCR). This should not come as a surprise to anyone reading this article; I sincerely hope not anyway! While firms are busying themselves addressing the practicalities surrounding the likes of Certification, function-specific Conduct Rules training and fitness and propriety assessments, one hopes that they also take some time to consider one of the corner stones on which the Regime is built. If one takes a moment to step back from the hurly-burly…

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About Author

Richard Galley is Director of Learning at FSTP. Through our award winning training and consultancy partnership FSTP LLP we hope to become a trusted provider of services to client firms across Financial Services. Specialties: Training and consultancy, project and interim management from regulatory issues through to management development and board services. Chartered Member of the Chartered Institute of Securities & Investment

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