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Date/Time
Date(s) - 05/07/2017
9:30 am - 5:00 pm
Location
FSTP Venue TBC
Categories
When& Where
5 July London
Who should attend?
This course has been designed for those leading the MiFID change project in your firm and those influencing the decision making process, including:
- Project managers
- Compliance and risk professionals
- Senior managers
- Executives
What are the outcomes of attending?
The evolution of MiFID
- The background to MiFID II
- What is different in the new directive?
- Lessons learnt from FCA enforcement of MiFID I
- MiFID II and MiFIR: the timeline for implementation
- Understanding the regulatory landscape (including the European Commission, ESMA and the Competent Authorities)
The latest changes in regulation
- Market structure and the introduction of Organised Trading Facilities
- Transparency (particularly non-equity trading and structured products)
- Organisational requirements and the powers of the European Supervisory Authorities
- Conduct of business rules, including inducements, best execution and gold plating
- Provisions for high-frequency trading
- Reporting for trade, transaction and commodities
How to manage regulatory change
- The importance of governance and oversight during regulatory change
- Understanding the priorities of ESMA and the FCA
- Expectations of senior management and the firm
- Approaches to policy formation and advocacy
Minimising disruption and anticipating challenges
- Adopting an outcomes-based approach to regulation
- Managing risk: knowledge, awareness and training
- Addressing key challenges and managing a number of new rules
- How to manage concerns before the directive is finalised.
Who is running the workshop?
FSTP
What have previous delegates said about this workshop?
How much does it cost?
Single Booking £595.00 +VAT
Multiple Booking £535.50 +VAT
How do I book?
Call 0203 178 4230 or email info@fstp.co.uk today
