Date/Time
Date(s) - 26/05/2021
2:00 pm - 3:30 pm
Categories
As this transition continues, knowingly or not, firms are moving to a position where, at one end of the spectrum, SM&CR becomes the foundation stone of lasting cultural change or, at the other end of the spectrum, SM&CR defaults to another ‘tick box’ exercise.
A free webinar from Worksmart in conjunction with T-CNews
FCA solo regulated firms are now completing the transition of SM&CR requirements into ‘Business as Usual’ but what exactly does this look like?
Led by Jeff Abbott of T-CNews and Emma Howell of Worksmart, the webinar address six searching questions that enable delegates to ascertain where on the spectrum their firms are heading.
- The 5 conduct questions posed by the FCA
- The PRA staff working paper no 912
- FCA Consultation Paper CP21/13 A New Consumer Duty
- FCA expectations of Fit and Proper Assessments and Code of Conduct
Join the webinar and be part of this insightful and illuminating debate.
Webinar Date and Time
26 May 1400-1530
How to request a link to this webinar
Please click here
