Embedding SM&CR – Tick box exercise or foundation for cultural change?

Map Unavailable

Date(s) - 09/06/2021
9:00 am - 10:30 am


FCA solo regulated firms are now completing the transition of SM&CR requirements into ‘Business as Usual’ but what exactly does this look like?

As this transition continues, knowingly or not, firms are moving to a position where, at one end of the spectrum, SM&CR becomes the foundation stone of lasting cultural change or, at the other end of the spectrum, SM&CR defaults to another ‘tick box’ exercise.

A free webinar from Worksmart in conjunction with T-CNews

Led by Jeff Abbott of T-CNews and Emma Howell of Worksmart, the webinar address six searching questions that enable delegates to ascertain where on the spectrum their firms are heading.The questions cover aspects including:-

  • The impact on customer outcomes
  • The cultural connection
  • Embedding the code of conduct
  • Consistency and reliability in competence assessments
In answering these questions we will consider the impact of such things as:-
  • The 5 conduct questions posed by the FCA
  • The PRA staff working paper no 912
  • FCA Consultation Paper CP21/13 A New Consumer Duty
  • FCA expectations of Fit and Proper Assessments and Code of Conduct

Join this free webinar (hosted on Zoom) and be part of this insightful and illuminating debate.

Webinar Date and Time
9 June 2021  0900-1030

To register for this webinar – please click here


About Author

Leave A Reply