Directors’ Guide to Surviving an FCA/PRA Visit

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Date(s) - 23/01/2018
10:00 am - 12:00 pm



When & Where
23 January London

Who should attend? 
This short, focused briefing has been designed for:

  • CEOs
  • Senior Executives
  • Executive/Non-executive Directors
  • Heads of function

What are the outcomes of attending? 

The PRA/FCA’s powers and approach:

  • The regulator’s statutory powers
  • The new Threshold Conditions
  • The effect of the supervisory approach
  • What information is being requested of firms?
  • A reminder of SIF responsibilities

Analysing high risk areas:

  • Corporate governance standards
  • Your business strategy: realistic, sustainable and clear?
  • Risk management: its efficacy (with emphasis on risk management, not simply risk measurement)
  • A brief look at over 60 (yes, sixty) conduct risks
  • Independence and objectivity of audit, compliance & risk management functions (including the parent/group)
  • Culture, ethics, and SIF fitness and competence

Preparing for a regulatory interview:

  • Clearly articulating your business and its model
  • Explaining your levers of control
  • Learn interview ‘dos and don’ts’
  • Management Information – How is it used and what is it telling you?
  • Understanding your “3 Lines of Defence”
  • Critically self-assess your RMP


Who is running the workshop?

What have previous delegates said about this workshop? 

How much does it cost?
Single Booking £295.00 +VAT
Multiple Booking £265.50 +VAT

How do I book?
Call 0203 178 4230 or email today


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